Wedbush Securities Jobs – AML Compliance Officer Job Vacancies in New York, NY

Wedbush Securities Jobs – AML Compliance Officer Jobs in New York Careers Employment Opportunity. Get Wedbush Securities AML Compliance Officer Jobs in New York. Wedbush Securities Careers. Job seekers who are looking for job search at Wedbush Securities. There is news related to Jobs New York. We looked at this information of Wedbush Securities AML Compliance Officer Jobs in New York at the Wedbush Securities Careers Employment page. Job seekers who are trying to get the latest news related to Wedbush Securities AML Compliance Officer Jobs can take advantage of these new Jobs in Wedbush Securities. Check State of New York Jobs.


Wedbush Securities Jobs – AML Compliance Officer Jobs in New York

Wedbush Securities AML Compliance Officer Jobs:- As per the Wedbush Securities Careers employment page, current time Wedbush Securities hiring for AML Compliance Officer Jobs in Wedbush Securities. Candidates who have a Desire qualification according to this Jobs at New York can apply online through Wedbush Securities’s official career page. AML Compliance Officer Jobs New York Salary $ 53,850.00-169,940.00 Per Year.

After the Announcement of this Wedbush Securities Jobs you have a few questions related to this Wedbush Securities employment like as What is the Qualification of this Wedbush Securities AML Compliance Officer Jobs?, What is the minimum/maximum age requirement ?, How I can apply for this Wedbush Securities recruitment? and what will be applying dates for jobs at Wedbush Securities?  All answers to these questions you can get in the below section.

Disclaimer:- Governmentjobs24.com team recommends all jobseekers to read the notification issued on the Wedbush Securities official site before applying for any job. Governmentjobs24.com team always tries to provide correct information. This information is taken from the Wedbush Securities official website. GovernmentJobs24.com’s team will not be responsible for any errors in this Wedbush Securities Job Post.

Information Table: AML Compliance Officer Jobs Wedbush Securities

Name of Employer Agency Wedbush Securities
Job Profile AML Compliance Officer
Salary Offer by Department $ 53,850.00-169,940.00 Per Year
Job Type Jobs in New York
This Profile Hiring for  Jobs in New York
Timing Full Time

Required Qualification:- Wedbush Securities Jobs 

Job aspirants should be Bachelor’s Degree or relevant experience holders can apply for this Wedbush Securities Jobs.

AML Compliance Officer at Wedbush Securities Job Description

Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth.

We are currently seeking a pragmatic, innovative, proactive and driven financial services compliance professional to act as the AML Compliance Officer. The role is responsible for developing, implementing, administering, and maintaining all aspects of the BSA/AML Compliance Program.

Responsibilities include, but are not limited to:

  • Effectively coordinate and execute an dynamic AML Compliance Program in compliance with current industry best practices, regulatory guidance and requirements
  • Develop and administer the AML transaction monitoring systems to ensure appropriate parameters are in place to identify suspicious transactions and activity
  • Develop an effective AML surveillance reporting program including a program to identify and detect suspicious transactions
  • Administer the AML training program for management and all associates and provide detailed guidance on the AML program as well as related firm-wide policies and procedures
  • Establish an effective global sanctions monitoring program including OFAC and other relevant jurisdictions
  • Conduct periodic risk assessments with considerations to customers, products, services, members and geographies that may present AML risks
  • Provide strategic direction to the AML team (which could include operational, analytical or risk management components) that monitor and analyze trends, patterns, and external factors impacting firm’s money laundering risk
  • Respond to periodic examinations/audits by FINRA, SEC and independent firms
  • Perform other tasks and duties as required and assigned

Experience and Skills

  • Bachelor’s Degree from an accredited university
  • Advanced knowledge of AML and sanctions compliance rules and regulations in the banking and securities industry
  • Experience as an AML Compliance Officer for a bank or large broker dealer with a variety of businesses including wealth management
  • Active FINRA Series 7 and 24 and ACAMS
  • Strong decision making and investigative skills, analytical skills as well as problem-solving, and critical-thinking skills
  • Highly organized and able to multi-task and manage multiple projects and competing priorities without sacrificing accuracy or efficiency
  • Excellent communication and presentation skills with the ability to communicate effectively across various departments and levels of the organization
  • Executive-level business acumen in the areas of business operations, industry practices and emerging trends
  • Strong management and supervision skills
  • Proficient in Microsoft Office (Outlook, Word, Excel, PowerPoint)

How to Apply for Jobs in Wedbush Securities?

  • Applicants go through official website of Wedbush Securities.
  • Check first official announcement notice published by Wedbush Securities.
  • Now read the Wedbush Securities jobs employment notification details.
  • After read this notification your educational profile matching with Wedbush Securities AML Compliance Officer jobs.
  • Then you should apply for Wedbush Securities Jobs as per details given in next paragraph.

Candidates who really interested and wanted to apply for Wedbush Securities Jobs should submit a cover letter, resume, and three professional references and apply online.

Apply Online at Wedbush Securities Jobs Site

FAQ: Related to Wedbush Securities Jobs

After announcement of this Wedbush Securities Jobs you have few question related to this Wedbush Securities employment like as What is Qualification of this Wedbush Securities AML Compliance Officer Jobs?, What is minimum/maximum age requirement ?, How i can apply for this Wedbush Securities recruitment? and what will be applying dates for jobs Wedbush Securities.

  • Wedbush Securities has issued a notification for which post?

Answer: Currently Wedbush Securities has published notification for AML Compliance Officer Jobs.


  • Wedbush Securities has issued notifications for how many posts?

Answer: The Wedbush Securities has published notification for many AML Compliance Officer Jobs.


  • Who can apply of this Wedbush Securities AML Compliance Officer Jobs?

Answer: The aspirant who have a High school diploma/equivalency required, Bachelor’s degree are eligible for Recruitment in Wedbush Securities .


  • How I can apply for this Wedbush Securities recruitment?

Answer: Applicants who are Interested to apply for Wedbush Securities Jobs should submit a cover letter, resume, and three professional references and apply online.


  • Other Eligibility to Get This Job

Answer: The effective up-and-comer must be coordinated, adaptable, simple and have great agreement, astounding client support and relational aptitudes, and function admirably with a wide assortment of individuals. Must be dependable, can take care of the issue, and work freely. Must have PC aptitudes, including capacity to investigate specialized issues. Past experience and utilization of CWMARS and Evergreen ILS liked.


About Wedbush Securities:

Wedbush is dedicated to securing your interests, strengthening your vision, and helping clients achieve financial success while focusing on client service and financial safety, innovation, and the utilization of advanced technology. Learn more about Wedbush by exploring some of the building blocks that define who we are.

When it comes to business continuity and financial stability, Wedbush is safe and secure. We’ve been around since 1955, and we just keep getting stronger. With memberships on all major stock exchanges in the United States including the New York Stock Exchange (NYSE), NASDAQ, NYSE ARCA, and BATS, Wedbush also has the capability to execute on most international exchanges.


Wedbush Securities Jobs – Administrative Assistant (Contract) Jobs in New York

Wedbush Securities Administrative Assistant (Contract) Jobs:- As per the Wedbush Securities Careers employment page, current time Wedbush Securities hiring for Administrative Assistant (Contract) Jobs in Wedbush Securities. Candidates who have a Desire qualification according to this Jobs at New York can apply online through Wedbush Securities’s official career page. Administrative Assistant (Contract) Jobs New York Salary $ 45,912.00 Per Year.

After the Announcement of this Wedbush Securities Jobs you have a few questions related to this Wedbush Securities employment like as What is the Qualification of this Wedbush Securities Administrative Assistant (Contract) Jobs?, What is the minimum/maximum age requirement ?, How I can apply for this Wedbush Securities recruitment? and what will be applying dates for jobs at Wedbush Securities?  All answers to these questions you can get in the below section.

Disclaimer:- Governmentjobs24.com team recommends all jobseekers to read the notification issued on the Wedbush Securities official site before applying for any job. Governmentjobs24.com team always tries to provide correct information. This information is taken from the Wedbush Securities official website. GovernmentJobs24.com’s team will not be responsible for any errors in this Wedbush Securities Job Post.

Information Table: Administrative Assistant (Contract) Jobs Wedbush Securities

Name of Employer Agency Wedbush Securities
Job Profile Administrative Assistant (Contract)
Salary Offer by Department $ 45,912.00 Per Year
Job Type Jobs in New York
This Profile Hiring for  Jobs in New York
Timing Full Time

Required Qualification:- Wedbush Securities Jobs 

Job aspirants should be Bachelor’s Degree or relevant experience holders can apply for this Wedbush Securities Jobs.

Administrative Assistant (Contract) at Wedbush Securities Job Description

Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth.

Our Corporate Access team provides a full suite of consultative and logistics services to bring institutional investors and corporate clients together to deliver a seamless client experience. This role is responsible for assisting the team with the coordination of all equity capital market events, including: multi-day conferences, networking functions, NDR’s (non-deal roadshows), advisor lunches/dinner/calls, and analyst marketing trips. The position assists with managing internal communication and coordination with Wedbush Analysts, Investment Banking, Sales/Traders and Accounts Payable for all events.

We have an immediate opening for a CONTRACT Administrative Assistant to join our team. *NOTE* This is a temporary assignment.

Responsibilities include, but are not limited to:

  • Create marketing invites for all equity capital markets events
  • Set up and facilitate virtual Zoom meetings and webinars
  • Reconcile investor participation lists and accurately reflect in CRM system
  • Manage CRM and online conference platform (MeetMax) for all events
  • Send follow up emails to sales for feedback post-event
  • Pull, organize and manipulate reports as needed
  • Update and send marketing events calendar weekly
  • Send bi-weekly update to sales regarding light events
  • Track all corporate access events via internal spreadsheet
  • Create and process invoices and check requests as needed
  • Assist with venue research as needed
  • Assist with 2022 Wedbush PacGrow Healthcare Conference
  • Perform other duties as required and assigned

Experience and Skills

  • Bachelor’s Degree from an accredited University, preferably in Business or Communications, or other related field
  • 1+ years relevant experience within financial services (corporate access, investor relations, marketing) or as administrative/executive assistant
  • Event and conference management experience a plus
  • Experience with a CRM and conference platform (i.e. MeetMax) a plus
  • Proficient in Microsoft Office (Outlook, Word, Excel, PowerPoint)
  • Highly organized, detail oriented, able to multi-task and manage multiple projects and competing priorities without sacrificing accuracy or efficiency
  • Excellent communication and presentation skills with the ability to communicate effectively across various departments and levels of the organization
  • Strong collaboration and team building skills

How to Apply for Jobs in Wedbush Securities?

  • Applicants go through official website of Wedbush Securities.
  • Check first official announcement notice published by Wedbush Securities.
  • Now read the Wedbush Securities jobs employment notification details.
  • After read this notification your educational profile matching with Wedbush Securities Administrative Assistant (Contract) jobs.
  • Then you should apply for Wedbush Securities Jobs as per details given in next paragraph.

Candidates who really interested and wanted to apply for Wedbush Securities Jobs should submit a cover letter, resume, and three professional references and apply online.

Apply Online at Wedbush Securities Jobs Site

FAQ: Related to Wedbush Securities Jobs

After announcement of this Wedbush Securities Jobs you have few question related to this Wedbush Securities employment like as What is Qualification of this Wedbush Securities Administrative Assistant (Contract) Jobs?, What is minimum/maximum age requirement ?, How i can apply for this Wedbush Securities recruitment? and what will be applying dates for jobs Wedbush Securities.

  • Wedbush Securities has issued a notification for which post?

Answer: Currently Wedbush Securities has published notification for Administrative Assistant (Contract) Jobs.


  • Wedbush Securities has issued notifications for how many posts?

Answer: The Wedbush Securities has published notification for many Administrative Assistant (Contract) Jobs.


  • Who can apply of this Wedbush Securities Administrative Assistant (Contract) Jobs?

Answer: The aspirant who have a High school diploma/equivalency required, Bachelor’s degree are eligible for Recruitment in Wedbush Securities .


  • How I can apply for this Wedbush Securities recruitment?

Answer: Applicants who are Interested to apply for Wedbush Securities Jobs should submit a cover letter, resume, and three professional references and apply online.


  • Other Eligibility to Get This Job

Answer: The effective up-and-comer must be coordinated, adaptable, simple and have great agreement, astounding client support and relational aptitudes, and function admirably with a wide assortment of individuals. Must be dependable, can take care of the issue, and work freely. Must have PC aptitudes, including capacity to investigate specialized issues. Past experience and utilization of CWMARS and Evergreen ILS liked.


About Wedbush Securities:

Wedbush is dedicated to securing your interests, strengthening your vision, and helping clients achieve financial success while focusing on client service and financial safety, innovation, and the utilization of advanced technology. Learn more about Wedbush by exploring some of the building blocks that define who we are.

When it comes to business continuity and financial stability, Wedbush is safe and secure. We’ve been around since 1955, and we just keep getting stronger. With memberships on all major stock exchanges in the United States including the New York Stock Exchange (NYSE), NASDAQ, NYSE ARCA, and BATS, Wedbush also has the capability to execute on most international exchanges.

 


Wedbush Securities Jobs – Investment Banking Analyst Jobs in New York

Wedbush Securities Investment Banking Analyst Jobs:- As per the Wedbush Securities Careers employment page, current time Wedbush Securities hiring for Investment Banking Analyst Jobs in Wedbush Securities. Candidates who have a Desire qualification according to this Jobs at New York can apply online through Wedbush Securities’s official career page. Investment Banking Analyst Jobs New York Salary $ 75,128 Per Year. After the Announcement of this Wedbush Securities Jobs you have a few questions related to this Wedbush Securities employment like as What is the Qualification of this Wedbush Securities Investment Banking Analyst Jobs?, What is the minimum/maximum age requirement ?, How I can apply for this Wedbush Securities recruitment? and what will be applying dates for jobs at Wedbush Securities?  All answers to these questions you can get in the below section. Disclaimer:- Governmentjobs24.com team recommends all job seekers to read the notification issued on the Wedbush Securities official site before applying for any job. Governmentjobs24.com team always tries to provide correct information. This information is taken from the Wedbush Securities official website. GovernmentJobs24.com’s team will not be responsible for any errors in this Wedbush Securities Job Post.

Information Table: Investment Banking Analyst Jobs Wedbush Securities

Name of Employer Agency Wedbush Securities
Job Profile Investment Banking Analyst
Salary Offer by Department $ 75,128 Per Year
Job Type Jobs in New York
This Profile Hiring for  Jobs in New York
Timing Full Time

Required Qualification:- Wedbush Securities Jobs 

Job aspirants should be Bachelors Degree holders can apply for this Wedbush Securities Jobs.

Investment Banking Analyst at Wedbush Securities Job Description

Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth. Wedbush Securities is seeking candidates for an Investment Banking Analyst position with our FIG team in our New York City office. Responsibilities Include, But Are Not Limited To

  • Provide transaction support to senior bankers on a broad range of corporate finance transactions including IPOs, secondary offerings, private placements, mergers & acquisitions, leveraged buyouts and valuations.
  • Manage several concurrent projects and work effectively as part of a team or individually
  • Prepare client presentations
  • Perform due diligence
  • Financial analysis and modeling
  • Assist in preparation of company marketing and transactions materials
  • Interact with clients during presentations and deal executions
  • Performs other tasks and duties as required and assigned

Required Experience

  • Bachelors Degree from an accredited University, preferably in Business or other related field
  • 1+ years of finance or accounting experience
  • Excellent quantitative/math skills and agility with numbers
  • Strong verbal and written communication skills
  • Exceptional organizational skills and the ability to prioritize daily work flow
  • Requires high degree of accuracy and attention to detail
  • Ability to work in a fast-paced team environment
  • Highly proficient in MS Word, Excel and PowerPoint

Keyword: IB, investment banking, analyst, sell-side

How to Apply for Jobs in Wedbush Securities?

  • Applicants go through official website of Wedbush Securities.
  • Check first official announcement notice published by Wedbush Securities.
  • Now read the Wedbush Securities jobs employment notification details.
  • After read this notification your educational profile matching with Wedbush Securities Investment Banking Analyst jobs.
  • Then you should apply for Wedbush Securities Jobs as per details given in next paragraph.

Candidates who really interested and wanted to apply for Wedbush Securities Jobs should submit a cover letter, resume, and three professional references and apply online.

Apply Online at Wedbush Securities Jobs Site

FAQ: Related to Wedbush Securities Jobs

After announcement of this Wedbush Securities Jobs you have few question related to this Wedbush Securities employment like as What is Qualification of this Wedbush Securities Seasonal Departure Assist Agent Jobs?, What is minimum/maximum age requirement ?, How i can apply for this Wedbush Securities recruitment? and what will be applying dates for jobs Wedbush Securities.

  • Wedbush Securities has issued a notification for which post?

Answer: Currently Wedbush Securities has published notification for Seasonal Departure Assist Agent Jobs.


  • Wedbush Securities has issued notifications for how many posts?

Answer: The Wedbush Securities has published notification for many Seasonal Departure Assist Agent Jobs.


  • Who can apply of this Wedbush Securities Seasonal Departure Assist Agent Jobs?

Answer: The aspirant who have a High school diploma/equivalency required, Bachelor’s degree are eligible for Recruitment in Wedbush Securities .


  • How I can apply for this Wedbush Securities recruitment?

Answer: Applicants who are Interested to apply for Wedbush Securities Jobs should submit a cover letter, resume, and three professional references and apply online.


  • Other Eligibility to Get This Job

Answer: The effective up-and-comer must be coordinated, adaptable, simple and have great agreement, astounding client support and relational aptitudes, and function admirably with a wide assortment of individuals. Must be dependable, can take care of the issue, and work freely. Must have PC aptitudes, including capacity to investigate specialized issues. Past experience and utilization of CWMARS and Evergreen ILS liked.


About Wedbush Securities:

Wedbush Securities is the regional airline for the mainline carrier Alaska Airlines. As a committed partner to Alaska Airlines, we connect people and communities in the West with the world. We deliver performance with excellence and develop industry leading innovations to create safe, incomparable flying experiences.

Leave a Comment